Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Timothy? Claim Your ProfileTimothy O'Connor is a financial advisor with Ameriprise Financial Services, LLC. Timothy has been working in the financial industry since May 1987. Timothy is registered with the Securities and Exchange Commission (SEC) and holds Series 7, Series 63, and Series 65 licenses. Timothy is also a Certified Financial Planner. Timothy's previous experience includes working with Wells Fargo Clearing Services, LLC and Morgan Stanley DW Inc. Timothy's current employment is with Ameriprise Financial Services, LLC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Asset allocation services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
IL
04/20/2020 - Present
Ameriprise Financial Services, LLC (Huntley IL)
IL
10/14/2005 - 04/21/2020
WELLS FARGO CLEARING SERVICES, LLC (WOODSTOCK IL)
NY
04/07/2000 - 10/26/2005
MORGAN STANLEY DW INC. (PURCHASE NY)
NY
04/06/1994 - 04/11/2000
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
MN
05/21/1987 - 04/18/1994
AMERICAN EXPRESS FINANCIAL ADVISORS INC. (MINNEAPOLIS MN)
IA
Issued 10/25/1994
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 06/09/1987
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/16/1987
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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