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Timothy J O brien

Nylife Securities LLC

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About Timothy J O brien

Timothy J O brien is a financial professional registered with Nylife Securities LLC. Timothy has been in the financial industry since 2012 and holds Series 6, 26, and 99 licenses. Timothy has a current employment with Nylife Securities LLC.

Firm Information

Timothy O brien is currently registered with Nylife Securities LLC. Nylife Securities LLC is a Limited Liability Company formed in 2007, registered in 51 states and the SEC. The firm has been involved in 13 regulatory events and 7 arbitrations.

Not reported

Assets Under Management

Not reported

Total Clients

4,464

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Timothy O brien’s Registration & Firm History

NY

04/23/2012 - Present

Nylife Securities LLC (NEW YORK NY)

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Licenses & Designations

BC

Issued 11/12/2018

Series 26 - Investment Company Products/Variable Contracts Principal Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 09/17/2018

Series 6 - Investment Company Products/Variable Contracts Representative Examination

BC

Issued 04/21/2012

Series 99 - Operations Professional Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Timothy J O brien.
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