Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Timothy? Claim Your ProfileTimothy Luby is a registered representative with Merrill Lynch, Pierce, Fenner & Smith Inc. Timothy Luby has been in the securities industry for over 8 years. Timothy Luby is licensed to offer securities in 33 states and the District of Columbia. Timothy Luby holds Series 66, Series 7 and SIE licenses. Timothy Luby has previously worked at FIRST TRUST PORTFOLIOS L.P. and Invesco Distributors, Inc.. Timothy Luby works with individual clients, high-net-worth clients, corporations, charitable organizations, insurance companies, pension and profit-sharing plans, and state or municipal government entities. Timothy Luby offers investment advisory services such as portfolio management for individuals, portfolio management for businesses, portfolio management for pooled investment vehicles, performance measurement reports, allocation modeling, IPS, research reports and services, selection of other advisors, and educational seminars.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Performance measurement reports, allocation modeling, ips, research reports and services, see schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
IL
07/02/2020 - Present
Merrill Lynch, Pierce, Fenner & Smith Inc. (LISLE IL)
IL
03/21/2019 - 05/26/2020
FIRST TRUST PORTFOLIOS L.P. (WHEATON IL)
IL
12/03/2015 - 03/13/2019
INVESCO DISTRIBUTORS, INC. (DOWNERS GROVE IL)
BOTH
Issued 12/18/2015
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/03/2015
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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