Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Timothy? Claim Your ProfileTimothy Herlihy has been in the financial services industry since January 1999. Timothy currently works with LPL Financial LLC as a Registered Representative and Investment Advisor Representative in Kingston, Massachusetts. Timothy is a Certified Financial Planner and has experience with multiple firms, including Lincoln Financial Securities Corporation, U.S. Wealth Advisors, LLC., AIG Financial Advisors, Inc., SunAmerica Securities, Inc., and Commonwealth Financial Network. Timothy is registered to provide investment advice in Florida, Massachusetts, New Hampshire, New Jersey, North Carolina, and Wisconsin. Timothy also is registered with FINRA.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
MA
02/19/2013 - Present
LPL Financial LLC (KINGSTON MA)
MA
05/14/2009 - 12/03/2011
LINCOLN FINANCIAL SECURITIES CORPORATION (BROCKTON MA)
MA
01/09/2006 - 05/21/2009
U.S. WEALTH ADVISORS, LLC. (BRAINTREE MA)
AZ
10/31/2005 - 12/31/2005
AIG FINANCIAL ADVISORS, INC. (SCOTTSDALE AZ)
AZ
01/31/2005 - 10/31/2005
SUNAMERICA SECURITIES, INC. (PHOENIX AZ)
MA
03/22/2002 - 12/05/2003
COMMONWEALTH FINANCIAL NETWORK (WALTHAM MA)
MA
08/13/1999 - 11/14/2000
COMMONWEALTH FINANCIAL NETWORK (WALTHAM MA)
IA
Issued 12/17/1999
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 08/20/1999
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/10/2000
Series 24 - General Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/23/2000
Series 7 - General Securities Representative Examination
BC
Issued 08/13/1999
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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