Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Timothy? Claim Your ProfileTimothy Gendron is a financial advisor registered with Merrill Lynch, Pierce, Fenner & Smith Inc.. Timothy has 17 years of experience in the financial industry. Timothy holds FINRA Series 6, 7, 26, 63, and 66 licenses. Timothy is registered to offer securities in Florida, Georgia, Kentucky, North Carolina, South Carolina, Tennessee, Texas, and Virginia. Timothy Gendron has been registered with Merrill Lynch, Pierce, Fenner & Smith Inc. since November 2021. Timothy Gendron was previously registered with Wells Fargo Clearing Services, LLC from October 2018 to November 2021.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Performance measurement reports, allocation modeling, ips, research reports and services, see schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
NC
02/02/2022 - Present
Merrill Lynch, Pierce, Fenner & Smith Inc. (SOUTHERN PINES NC)
NC
10/17/2018 - 11/11/2021
WELLS FARGO CLEARING SERVICES, LLC (SANFORD NC)
NH
10/20/2004 - 12/02/2005
BANC OF AMERICA INVESTMENT SERVICES, INC. (CONCORD NH)
NY
09/30/2004 - 10/20/2004
QUICK & REILLY, INC. (NEW YORK NY)
BOTH
Issued 12/13/2018
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/07/2004
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 04/19/2005
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 10/18/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/17/2018
Series 7 - General Securities Representative Examination
BC
Issued 09/29/2004
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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