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Timothy J Duggan

Bankers Life Securities, Inc.

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About Timothy J Duggan

Timothy J. Duggan is a financial professional currently associated with Bankers Life Securities, Inc. in Waterloo, IA. He has been in the securities industry for over 2 years. Timothy is registered to conduct business in Iowa and Minnesota, holding Series 6, 63, and SIE licenses. Timothy's areas of expertise include investment company products/variable contracts and securities industry essentials.

Firm Information

Timothy Duggan is currently registered with Bankers Life Securities, Inc.. Bankers Life Securities, Inc. is a corporation formed on July 31, 2014. The firm is registered in all 50 states, the District of Columbia, and Puerto Rico. They have one approved SEC registration. The firm has been involved in one regulatory and one civil event.

Not reported

Assets Under Management

Not reported

Total Clients

346

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Timothy Duggan’s Registration & Firm History

IA

09/19/2022 - Present

Bankers Life Securities, Inc. (WATERLOO IA)

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Licenses & Designations

BC

Issued 02/10/2023

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 09/19/2022

Series 6TO - Investment Company Products/Variable Contracts Representative Examination

BC

Issued 08/01/2022

SIE - Securities Industry Essentials Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There is public disclosure for Timothy J Duggan. Review regulatory record here.
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