linkedInfacebook
For AdvisorsLog InContact Us
Invested Better
Unclaimed

Unclaimed

Unclaimed

Timothy Hugh Gately

Mufg Securities Americas Inc.

Use our Financial Advisor Match Tool to find your ideal match.
UnclaimedThis information is unverified and unclaimed information. Are you Timothy? Claim Your Profile

About Timothy Hugh Gately

Timothy Gately is a financial professional with over 25 years of experience in the financial services industry. He is currently registered with MUFG Securities Americas Inc. and has previously been registered with Citigroup Global Markets Inc., Citi Order Routing and Execution, LLC, Goldman, Sachs & Co., ABN AMRO Incorporated and Prudential Securities Incorporated. Timothy holds a Series 3, Series 7, Series 24 and Series 63 license. Timothy is also a licensed securities professional in all 50 states.

Firm Information

Timothy Gately is currently registered with Mufg Securities Americas Inc.. Mufg Securities Americas Inc. is a corporation approved on December 8, 1988. It is registered in all 50 states, the District of Columbia, and Puerto Rico. The firm has been registered with the SEC.

Not reported

Assets Under Management

Not reported

Total Clients

351

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

Find Your Ideal Financial Advisor

1

Finding a financial advisor doesn’t have to be complicated. InvestedBetter’s free tool connects you with advisors who serve your area and fit your financial needs in just 5 minutes.

2

Your matches with an Advisor based on their qualifications and skills to help you achieve your financial goals. Get on the path to financial success today.

Timothy Gately’s Registration & Firm History

NY

04/30/2024 - Present

Mufg Securities Americas Inc. (NEW YORK NY)

NY

10/13/2010 - 05/02/2024

CITIGROUP GLOBAL MARKETS INC. (NEW YORK NY)

SC

08/21/2018 - 08/05/2019

CITI ORDER ROUTING AND EXECUTION, LLC (MT. PLEASANT SC)

NY

08/12/2003 - 07/23/2008

GOLDMAN, SACHS & CO. (NEW YORK NY)

CT

06/29/1999 - 08/08/2002

ABN AMRO INCORPORATED (STAMFORD CT)

NY

04/26/1995 - 03/16/1999

PRUDENTIAL SECURITIES INCORPORATED (NEW YORK NY)

Not sure if Timothy Hugh Gately is right for you?

Licenses & Designations

BC

Issued 12/09/2016

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 01/09/2017

Series 24 - General Securities Principal Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 10/19/1995

Series 3 - National Commodity Futures Examination

BC

Issued 04/25/1995

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

Nasdaq Stock Market

Disclosures

There are no public disclosures for Timothy Hugh Gately.
Not sure if Timothy Hugh Gately is right for you?