Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Timothy? Claim Your ProfileTimothy Hovey Chapin is a financial advisor who has been active in the industry since 1984. Timothy Chapin currently works for UBS Financial Services Inc., previously working for Morgan Stanley & Co. Incorporated, MORGAN STANLEY DW INC., SMITH BARNEY INC., LEHMAN BROTHERS INC., E. F. HUTTON & COMPANY INC, and MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED. Timothy Chapin is licensed to provide advisory services in 32 states and the District of Columbia. Timothy Chapin is a registered representative with FINRA and is licensed to provide investment advisory services. Timothy Chapin is an experienced advisor offering financial planning, investment management, and pension consulting services.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
See schedule d - miscellaneous
1
2
MA
12/18/2018 - Present
UBS Financial Services Inc. (HYANNIS MA)
MA
04/02/2007 - 09/09/2008
MORGAN STANLEY & CO. INCORPORATED (HYANNIS MA)
MA
06/23/1994 - 04/02/2007
MORGAN STANLEY DW INC. (HYANNIS MA)
NY
07/31/1993 - 07/05/1994
SMITH BARNEY INC. (NEW YORK NY)
NY
02/15/1988 - 07/31/1993
LEHMAN BROTHERS INC. (NEW YORK NY)
NA
05/31/1986 - 02/15/1988
E. F. HUTTON & COMPANY INC
NA
03/05/1984 - 05/09/1986
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED
BOTH
Issued 11/26/2018
Series 66 - Uniform Combined State Law Examination
IA
Issued 08/28/1998
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 02/27/1984
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/18/1984
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
Not sure Timothy Chapin is the right advisor for you? Invested Better is here to help.
