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Timothy Hobart Thornton

FHN Financial Securities Corp.

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About Timothy Hobart Thornton

Timothy Hobart Thornton is a financial professional with over 30 years of experience in the industry. Timothy has a strong track record of success in the financial services industry, having held positions at prominent firms such as Goldman, Sachs & Co., J.P. Morgan Securities Inc., and U.S. Bancorp Investments, Inc. Timothy is currently registered with FHN Financial Securities Corp. and is licensed to provide investment advice in several states. Timothy holds the Series 7, 9, 10, 52TO, 53, and 63 licenses.

Firm Information

Timothy Thornton is currently registered with FHN Financial Securities Corp.. FHN Financial Securities Corp. is a Corporation registered in 53 states and the District of Columbia. It was formed on October 30, 1998, and has been approved by the SEC. The firm has been involved in 7 Regulatory Events and 1 Arbitration case.

Not reported

Assets Under Management

Not reported

Total Clients

259

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Timothy Thornton’s Registration & Firm History

NY

05/01/2017 - Present

FHN Financial Securities Corp. (NEW YORK NY)

NY

07/02/2012 - 03/03/2017

U.S. BANCORP INVESTMENTS, INC. (NEW YORK NY)

NY

03/17/1997 - 07/13/2012

GOLDMAN, SACHS & CO. (NEW YORK NY)

NY

06/06/1991 - 03/10/1997

J.P. MORGAN SECURITIES INC. (NEW YORK NY)

NJ

04/15/1988 - 05/23/1991

DONALDSON, LUFKIN & JENRETTE SECURITIES CORPORATION (JERSEY CITY NJ)

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Licenses & Designations

BC

Issued 09/26/1991

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 01/13/2020

Series 53 - Municipal Securities Principal Examination

BC

Issued 10/23/2001

Series 10 - General Securities Sales Supervisor - General Module Examination

BC

Issued 04/23/2001

Series 9 - General Securities Sales Supervisor - Options Module Examination

BC

Issued 01/02/2023

Series 52TO - Municipal Securities Representative Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 01/16/1988

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Timothy Hobart Thornton.
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