Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Timothy? Claim Your ProfileTimothy Henry Oconnor is a registered representative with Benjamin Securities, Inc., a firm based in Albany, NY. Timothy has been in the financial industry since May 1997. Prior to joining Benjamin Securities, Inc., Timothy was employed at several other firms, including International Assets Advisory, LLC, IAA Financial LLC, Spartan Capital Securities, LLC, and C.K. Cooper & Company, INC. Timothy is a Series 7, 55, 57TO, 99TO, and SIE licensed representative and holds a Series 63 license as well.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
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2
FL
05/26/2016 - Present
Benjamin Securities, Inc. (PENSACOLA FL)
NY
01/02/2015 - 05/25/2016
INTERNATIONAL ASSETS ADVISORY, LLC (Melville NY)
NY
05/05/2014 - 01/13/2015
IAA FINANCIAL LLC (MELVILLE NY)
NY
07/15/2013 - 05/29/2014
SPARTAN CAPITAL SECURITIES, LLC (GARDEN CITY NY)
NY
10/12/2012 - 07/01/2013
C.K. COOPER & COMPANY, INC. (MELVILLE NY)
NY
10/02/2012 - 10/15/2012
LAIDLAW & COMPANY (UK) LTD. (MELVILLE NY)
NY
09/08/2005 - 10/03/2012
EKN FINANCIAL SERVICES INC. (MELVILLE NY)
NY
05/07/2002 - 09/02/2005
EAST SHORE PARTNERS, INC. (HAUPPAUGE NY)
NY
12/21/2001 - 05/21/2002
EHRENKRANTZ KING NUSSBAUM, INC. (MELVILLE NY)
NY
10/22/2001 - 12/21/2001
EHRENKRANTZ KING NUSSBAUM (NEW YORK NY)
NY
09/22/1999 - 10/22/2001
WEATHERLY SECURITIES CORPORATION (NEW YORK NY)
NY
06/25/1997 - 10/19/1999
TASIN & COMPANY, INC. (HAUPPAUGE NY)
NY
03/27/1997 - 05/19/1997
ROYCE INVESTMENT GROUP, INC. (WOODBURY NY)
BC
Issued 08/01/1997
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 57TO - Securities Trader Exam
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/09/2008
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 03/25/1997
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
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