Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Timothy? Claim Your ProfileTimothy Heilferty is a financial advisor with Ameriprise Financial Services, LLC. Timothy has been in the financial services industry since 1994 and has a broad range of experience. Timothy is a Series 63 and Series 65 licensed professional and has the Series 7 and SIE. Timothy has previously worked with firms such as EDWARD JONES, PNC INVESTMENTS and PRUDENTIAL SECURITIES INCORPORATED. Timothy is registered in California, Florida, New Hampshire, New Jersey, North Carolina, Oregon, South Carolina, and Virginia. Timothy currently works in the Charlotte branch office.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Asset allocation services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
NC
12/03/2024 - Present
Ameriprise Financial Services, LLC (Charlotte NC)
SC
03/19/2018 - 05/17/2022
EDWARD JONES (BLACKSBURG SC)
ND
10/11/2016 - 12/31/2017
INTEGRITY FUNDS DISTRIBUTOR, LLC (MINOT ND)
NC
07/13/2016 - 10/07/2016
PNC INVESTMENTS (CHARLOTTE NC)
NC
04/27/2016 - 06/22/2016
PRUCO SECURITIES, LLC. (CHARLOTTE NC)
NJ
10/06/2003 - 02/04/2016
PRUDENTIAL INVESTMENT MANAGEMENT SERVICES LLC (NEWARK NJ)
MO
07/01/2003 - 10/07/2003
WACHOVIA SECURITIES, LLC (ST. LOUIS MO)
NY
02/09/1998 - 07/01/2003
PRUDENTIAL SECURITIES INCORPORATED (NEW YORK NY)
NJ
01/01/1997 - 03/23/1998
PRUDENTIAL INVESTMENT MANAGEMENT SERVICES LLC (NEWARK NJ)
NY
08/22/1994 - 01/01/1997
PRUDENTIAL SECURITIES INCORPORATED (NEW YORK NY)
IA
Issued 06/01/2004
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 12/14/1994
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 08/20/1994
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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