Unclaimed
Timothy Kim is a financial advisor registered with Neuberger Berman BD LLC in New York and New Jersey. Timothy holds the Series 7, SIE and Series 66 securities licenses. Timothy has been active in the financial services industry since December 2016. He is a CERTIFIED FINANCIAL PLANNER™ professional and has over 10 years of experience in the financial industry. Timothy has previously worked at Francis Financial, Inc. and currently works at Neuberger Berman.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Helps you choose top advisors aligned with your financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
1
2
NY
03/29/2021 - Present
Neuberger Berman BD LLC (NEW YORK NY)
BOTH
Issued 03/30/2017
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/16/2016
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq ISE, LLC
N
Nasdaq Stock Market
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