Unclaimed
Timothy Hawkins is a financial advisor with Wealth Enhancement Advisory Services, LLC. Timothy has been a registered representative since 1994. He holds the Series 6, 7, 62, and 63 licenses, and has also passed the Series 65 and the SIE exams. Timothy has over 29 years of experience in the financial services industry. He is a Certified Financial Planner and has experience in providing financial planning services to individuals, corporations, and charitable organizations. Timothy provides financial advice and investment management services to clients, including pension consulting, educational seminars, and portfolio management for individuals and businesses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Erisa 3(38) investment manager
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
Fees received from third party investment advisors
1
2
FL
07/01/2022 - Present
Wealth Enhancement Advisory Services, LLC (NAPLES FL)
IA
10/24/2012 - 12/13/2017
LPL FINANCIAL LLC (NORTH LIBERTY IA)
IA
02/28/1997 - 10/26/2012
SII INVESTMENTS, INC. (CORALVILLE IA)
IA
06/29/1994 - 02/28/1997
LOCUST STREET SECURITIES, INC. (DES MOINES IA)
IA
Issued 05/12/2004
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 06/28/1994
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 12/13/2017
SIE - Securities Industry Essentials Examination
BC
Issued 01/30/2014
Series 7 - General Securities Representative Examination
BC
Issued 11/30/1998
Series 62 - Corporate Securities Limited Representative Examination
BC
Issued 06/28/1994
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
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