Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Timothy? Claim Your ProfileTimothy Harridge Spiotta has been in the financial industry since June 10, 2006. Timothy is currently registered with Farmers Financial Solutions, LLC in California. Timothy was previously registered with First Tennessee Brokerage, Inc. in Tennessee and Horace Mann Investors Inc in Illinois. Timothy is a Series 6, Series 26 and Series 63 licensed advisor. Timothy holds a SIE license.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
CA
03/18/2010 - Present
Farmers Financial Solutions, LLC (VISALIA CA)
TN
01/31/2006 - 09/04/2008
FIRST TENNESSEE BROKERAGE, INC. (MEMPHIS TN)
IL
11/11/2004 - 01/13/2006
HORACE MANN INVESTORS INC (SPRINGFIELD IL)
BC
Issued 04/14/2005
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 03/24/2010
Series 26 - Investment Company Products/Variable Contracts Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 11/10/2004
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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