Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Timothy? Claim Your ProfileTimothy Kelley is a financial advisor with Piper Sandler & Co. who has been in the industry since March 6, 1989. Timothy is registered with FINRA and the state of Texas and holds the Series 7, Series 52TO, Series 53, and SIE licenses. Timothy has previous experience with Coastal Securities, Inc., Southwest Securities, Inc., Rauscher Pierce Refsnes, Inc., Legg Mason Wood Walker, Incorporated, and Ehrlich-Bober & Co., Inc.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Analytical reports/public finance consulting program
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
TX
09/20/2010 - Present
Piper Sandler & Co. (San Antonio TX)
TX
07/31/1997 - 09/15/2010
COASTAL SECURITIES, INC. (SAN ANTONIO TX)
TX
02/28/1996 - 07/30/1997
SOUTHWEST SECURITIES, INC. (DALLAS TX)
TX
05/21/1993 - 03/11/1996
RAUSCHER PIERCE REFSNES, INC. (DALLAS TX)
MD
04/27/1992 - 04/27/1993
LEGG MASON WOOD WALKER, INCORPORATED (BALTIMORE MD)
TX
02/14/1990 - 09/23/1992
ROBERT DAVIS & CO. (AUSTIN TX)
NA
01/24/1989 - 01/29/1990
EHRLICH-BOBER & CO., INC.
BC
Issued 10/20/1989
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 12/17/2010
Series 53 - Municipal Securities Principal Examination
BC
Issued 01/02/2023
Series 52TO - Municipal Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/21/1989
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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