Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Timothy? Claim Your ProfileTimothy Halbig is a financial advisor who has been in the industry since 2003. Currently, Timothy works for Wells Fargo Clearing Services, LLC in CHARLOTTE, NC. Timothy has previously worked with LPL FINANCIAL LLC, TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC, TEACHERS PERSONAL INVESTORS SERVICES, INC., T. ROWE PRICE INVESTMENT SERVICES, INC., BANC OF AMERICA INVESTMENT SERVICES, INC. and FRANKLIN/TEMPLETON DISTRIBUTORS, INC.. Timothy is licensed to provide financial advice in North Carolina.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Investment consulting services to institutional clients
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
NC
06/17/2024 - Present
Wells Fargo Clearing Services, LLC (CHARLOTTE NC)
SC
03/18/2016 - 07/19/2023
LPL FINANCIAL LLC (FORT MILL SC)
NC
07/21/2011 - 12/21/2015
TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC (CHARLOTTE NC)
NC
12/03/2007 - 07/21/2011
TEACHERS PERSONAL INVESTORS SERVICES, INC. (CHARLOTTE NC)
NC
06/11/2005 - 02/18/2009
TIAA-CREF INDIVIDUAL & INSTITUTIONAL SERVICES, LLC (CHARLOTTE NC)
MD
09/22/2004 - 04/21/2005
T. ROWE PRICE INVESTMENT SERVICES, INC. (BALTIMORE MD)
MA
02/25/2004 - 07/20/2004
BANC OF AMERICA INVESTMENT SERVICES, INC. (BOSTON MA)
CA
03/23/2000 - 04/09/2002
FRANKLIN/TEMPLETON DISTRIBUTORS, INC. (SAN MATEO CA)
BOTH
Issued 12/21/2004
Series 66 - Uniform Combined State Law Examination
BC
Issued 02/16/2004
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/21/2004
Series 7 - General Securities Representative Examination
BC
Issued 03/22/2000
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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