Unclaimed
Timothy Harned is a registered representative with Fnex Capital, LLC based in Boston, MA. Timothy has been in the securities industry since October 4, 2005. Timothy has passed the Series 7, Series 63, Series 79TO and SIE exams. Prior to joining Fnex Capital, LLC, Timothy was a registered representative with AGC PARTNERS, CAPSTONE CAPITAL MARKETS LLC, COVINGTON ASSOCIATES, LLC, MORGAN STANLEY & CO., INCORPORATED and BANC OF AMERICA SECURITIES LLC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
MA
01/21/2023 - Present
Fnex Capital, LLC (Boston MA)
MA
09/29/2009 - 01/10/2017
AGC PARTNERS (BOSTON MA)
MA
01/13/2005 - 01/09/2009
CAPSTONE CAPITAL MARKETS LLC (BOSTON MA)
MA
11/25/2003 - 04/01/2004
COVINGTON ASSOCIATES, LLC (BOSTON MA)
NY
02/24/2000 - 09/06/2002
MORGAN STANLEY & CO., INCORPORATED (NEW YORK NY)
NY
10/01/1997 - 02/17/2000
BANC OF AMERICA SECURITIES LLC (NEW YORK NY)
CA
01/01/1997 - 10/01/1997
MONTGOMERY SECURITIES (SAN FRANCISCO CA)
BC
Issued 02/15/2023
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/21/2023
SIE - Securities Industry Essentials Examination
BC
Issued 01/09/2023
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 12/30/1996
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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