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Timothy Glenn Uecker

Prudential Investment Management Services LLC

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About Timothy Glenn Uecker

Timothy Uecker is a financial advisor who has been in the industry since August 12, 1990. He is currently registered with Prudential Investment Management Services LLC and has been with them since May 24, 2006. Timothy has held previous roles at several other firms including Funds Distributor, Inc., LPM Investment Services, Inc, PIMCO Funds Distribution Company, Raymond James & Associates, Inc., Robert Thomas Securities, Inc, and Edward D. Jones & Co., L.P. Timothy is licensed to provide financial advice in all 50 states and Puerto Rico.

Firm Information

Timothy Uecker is currently registered with Prudential Investment Management Services LLC. Prudential Investment Management Services LLC is a Limited Liability Company formed on October 9, 1996. It is registered in all 50 states, the District of Columbia, Puerto Rico, and the Virgin Islands. The firm has one approved SEC registration.

Not reported

Assets Under Management

Not reported

Total Clients

315

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Timothy Uecker’s Registration & Firm History

NY

05/24/2006 - Present

Prudential Investment Management Services LLC (NEW YORK NY)

CO

05/29/2002 - 05/22/2006

PRUDENTIAL INVESTMENT MANAGEMENT SERVICES LLC (LYONS CO)

ME

04/28/2000 - 03/26/2002

FUNDS DISTRIBUTOR, INC. (PORTLAND ME)

FL

10/02/1997 - 04/27/2000

LPM INVESTMENT SERVICES, INC (PALM BEACH FL)

NY

05/29/1996 - 08/15/1997

PIMCO FUNDS DISTRIBUTION COMPANY (NEW YORK NY)

FL

08/16/1993 - 05/29/1996

RAYMOND JAMES & ASSOCIATES, INC. (ST. PETERSBURG FL)

FL

02/21/1991 - 08/18/1993

ROBERT THOMAS SECURITIES, INC (ST. PETERSBURG FL)

MO

04/24/1990 - 02/21/1991

EDWARD D. JONES & CO., L.P. (ST. LOUIS MO)

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Licenses & Designations

IA

Issued 08/24/2004

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 04/23/1990

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/13/2003

Series 24 - General Securities Principal Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 04/21/1990

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There is public disclosure for Timothy Glenn Uecker. Review regulatory record here.
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