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Timothy Gilbert Starr

UBS Securities LLC

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About Timothy Gilbert Starr

Timothy Gilbert Starr is a financial advisor with over 13 years of experience in the financial services industry. Timothy currently works with UBS Securities LLC and has been registered with the firm since 2015. Previously, Timothy worked for FBR Capital Markets & Co. and Chimera Securities, LLC. Timothy is licensed to provide investment advice in all 50 states, the District of Columbia, and Puerto Rico.

Firm Information

Timothy Starr is currently registered with UBS Securities LLC. UBS Securities LLC is a Limited Liability Company formed on June 29, 1998. The firm is registered with the SEC and in all 50 states, as well as in Puerto Rico. UBS Securities LLC has been involved in 307 regulatory events, 5 civil events, and 3 arbitrations.

Not reported

Assets Under Management

Not reported

Total Clients

507

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Timothy Starr’s Registration & Firm History

TX

05/20/2015 - Present

UBS Securities LLC (DALLAS TX)

NY

06/07/2011 - 05/13/2015

FBR CAPITAL MARKETS & CO. (NEW YORK NY)

NY

03/18/2011 - 05/24/2011

CHIMERA SECURITIES, LLC (NEW YORK NY)

NY

05/14/2010 - 09/13/2010

OLYMPIA ASSET MANAGEMENT,LTD. (NEW YORK NY)

NY

07/08/2008 - 05/13/2009

AXA DISTRIBUTORS, LLC (NEW YORK NY)

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Licenses & Designations

BC

Issued 07/28/2008

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2021

Series 24 - General Securities Principal Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 08/02/2010

Series 7 - General Securities Representative Examination

BC

Issued 07/07/2008

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

B

BOX Exchange LLC

C

Cboe BYX Exchange, Inc.

C

Cboe BZX Exchange, Inc.

C

Cboe C2 Exchange, Inc.

C

Cboe EDGA Exchange, Inc.

C

Cboe EDGX Exchange, Inc.

C

Cboe Exchange, Inc.

F

FINRA

I

Investors' Exchange LLC

L

Long-Term Stock Exchange, Inc.

M

MEMX LLC

M

MIAX Emerald, LLC

M

MIAX PEARL, LLC

M

Miami International Securities Exchange, LLC

N

NYSE American LLC

N

NYSE Arca, Inc.

N

NYSE Chicago, Inc.

N

NYSE National, Inc.

N

Nasdaq BX, Inc.

N

Nasdaq GEMX, LLC

N

Nasdaq ISE, LLC

N

Nasdaq MRX, LLC

N

Nasdaq PHLX LLC

N

Nasdaq Stock Market

N

New York Stock Exchange

Disclosures

There are no public disclosures for Timothy Gilbert Starr.
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