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Timothy Gerard Murphy

Maxim Group LLC

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About Timothy Gerard Murphy

Timothy Gerard Murphy is a financial professional with over 30 years of experience in the securities industry. Timothy has held positions with several firms, including Investec Ernst & Company, BBV Securities, Inc., and Dresdner Securities (USA) Inc. Currently, Timothy is a Registered Representative with Maxim Group LLC, a broker-dealer firm headquartered in New York, NY. Timothy is registered with the Financial Industry Regulatory Authority (FINRA) and holds licenses for Series 7, 24, 27, 63, and 99TO.

Firm Information

Timothy Murphy is currently registered with Maxim Group LLC. Maxim Group LLC is a Limited Liability Company formed in April 2002 and is registered to conduct business in all 50 states, the District of Columbia, Puerto Rico, and the Virgin Islands. The firm has been approved for one SEC registration and 53 state registrations.

Not reported

Assets Under Management

Not reported

Total Clients

70

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Timothy Murphy’s Registration & Firm History

NY

09/25/2002 - Present

Maxim Group LLC (NEW YORK NY)

NY

01/08/2019 - 01/31/2022

FINPOSTFIN LLC (New York NY)

NY

07/29/1998 - 10/25/2002

INVESTEC ERNST & COMPANY (NEW YORK NY)

NA

06/15/1995 - 12/02/1997

BBV SECURITIES, INC.

NY

09/21/1989 - 05/23/1995

DRESDNER SECURITIES (USA) INC. (NEW YORK NY)

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Licenses & Designations

BC

Issued 03/03/1994

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 08/22/1997

Series 24 - General Securities Principal Examination

BC

Issued 09/20/1989

Series 27 - Financial and Operations Principal Examination

BC

Issued 01/02/2023

Series 99TO - Operations Professional Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 06/09/1997

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

NYSE Arca, Inc.

N

Nasdaq Stock Market

Disclosures

There are no public disclosures for Timothy Gerard Murphy.
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