Unclaimed
Timothy Gerald Graham is a registered representative with Nylife Securities LLC. Timothy holds the Series 63, Series 6TO and SIE licenses. Timothy has been working in the securities industry since September 10, 2023 and is registered in California.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
CA
09/11/2023 - Present
Nylife Securities LLC (SANTA MARIA CA)
BC
Issued 11/03/2023
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 09/11/2023
Series 6TO - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 03/31/2023
SIE - Securities Industry Essentials Examination
Active
Inactive
F
FINRA
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