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Timothy George Fischer

Grove Point Investments, LLC

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About Timothy George Fischer

Timothy Fischer is a financial advisor with Grove Point Investments, LLC based in Greenfield, WI. Timothy has been in the industry since 1996. Timothy is registered with FINRA and the state of Wisconsin. He holds the following licenses: Series 6, 7, 63, 66, and SIE. Timothy has worked at Grove Point Investments, LLC since December 2009. Prior to that, Timothy worked at SII INVESTMENTS, INC., UBS PAINEWEBBER INC., and HOCHMAN & BAKER SECURITIES, INC.

Firm Information

Timothy Fischer is currently registered with Grove Point Investments, LLC. Grove Point Investments, LLC is a Limited Liability Company formed on April 1, 2021, and registered in all 50 states and the District of Columbia. The firm has been the subject of 17 regulatory events and 3 arbitration disclosures.

Not reported

Assets Under Management

Not reported

Total Clients

81

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Timothy Fischer’s Registration & Firm History

WI

12/23/2009 - Present

Grove Point Investments, LLC (GREENFIELD WI)

WI

11/04/2002 - 12/11/2009

SII INVESTMENTS, INC. (GREENFIELD WI)

NJ

01/05/2001 - 11/05/2002

UBS PAINEWEBBER INC. (WEEHAWKEN NJ)

CT

07/30/1996 - 12/05/2000

HOCHMAN & BAKER SECURITIES, INC. (STAMFORD CT)

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Licenses & Designations

BOTH

Issued 01/24/2001

Series 66 - Uniform Combined State Law Examination

BC

Issued 07/29/1996

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 01/04/2001

Series 7 - General Securities Representative Examination

BC

Issued 07/29/1996

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There is public disclosure for Timothy George Fischer. Review regulatory record here.
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