Unclaimed
Timothy Fischer is a financial advisor with Grove Point Investments, LLC based in Greenfield, WI. Timothy has been in the industry since 1996. Timothy is registered with FINRA and the state of Wisconsin. He holds the following licenses: Series 6, 7, 63, 66, and SIE. Timothy has worked at Grove Point Investments, LLC since December 2009. Prior to that, Timothy worked at SII INVESTMENTS, INC., UBS PAINEWEBBER INC., and HOCHMAN & BAKER SECURITIES, INC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
WI
12/23/2009 - Present
Grove Point Investments, LLC (GREENFIELD WI)
WI
11/04/2002 - 12/11/2009
SII INVESTMENTS, INC. (GREENFIELD WI)
NJ
01/05/2001 - 11/05/2002
UBS PAINEWEBBER INC. (WEEHAWKEN NJ)
CT
07/30/1996 - 12/05/2000
HOCHMAN & BAKER SECURITIES, INC. (STAMFORD CT)
BOTH
Issued 01/24/2001
Series 66 - Uniform Combined State Law Examination
BC
Issued 07/29/1996
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/04/2001
Series 7 - General Securities Representative Examination
BC
Issued 07/29/1996
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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