Unclaimed
Timothy Garvey Ellis is a financial advisor with J.P. Morgan Securities LLC in Evanston, Illinois. Timothy has been working in the financial services industry since February 7, 2016. Timothy is registered with the state of Illinois as an investment advisor representative and has passed the Series 66, Series 7 and SIE exams. Prior to joining J.P. Morgan Securities LLC, Timothy was a financial advisor with NYLIFE Securities LLC and First Command Financial Planning, Inc.. Timothy specializes in providing financial planning services to individuals and families, as well as business owners.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
Fee computed based on cents-per-share-deposited-into-the-account
1
2
IL
02/13/2024 - Present
J.p. Morgan Securities LLC (EVANSTON IL)
IL
08/31/2017 - 10/05/2020
NYLIFE SECURITIES LLC (DEERFIELD IL)
IL
09/10/2015 - 08/03/2017
FIRST COMMAND FINANCIAL PLANNING, INC. (Oak Brook IL)
BOTH
Issued 01/27/2016
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/10/2015
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe C2 Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
L
Long-Term Stock Exchange, Inc.
M
MEMX LLC
M
MIAX Emerald, LLC
M
MIAX PEARL, LLC
M
Miami International Securities Exchange, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq MRX, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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