Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Timothy? Claim Your ProfileTimothy Schroth is a financial advisor with First Command Advisory Services. He is a registered representative and investment advisor. He is licensed to provide financial services in several states. Timothy has over 20 years of experience in the financial services industry. His firm provides financial planning and portfolio management services for individuals and businesses. First Command is a large, well-established firm with over $22 billion in assets under management.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
VA
11/08/2021 - Present
First Command Advisory Services (Alexandria VA)
HI
03/01/2005 - 03/01/2012
ROYAL ALLIANCE ASSOCIATES, INC. (HONOLULU HI)
TX
09/17/2003 - 03/11/2005
1ST GLOBAL CAPITAL CORP. (DALLAS TX)
MA
06/11/1993 - 09/03/2003
MML INVESTORS SERVICES, INC. (SPRINGFIELD MA)
BOTH
Issued 10/23/2021
Series 66 - Uniform Combined State Law Examination
IA
Issued 06/29/1998
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 06/05/1993
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 09/04/2021
Series 7TO - General Securities Representative Examination
BC
Issued 06/16/2021
SIE - Securities Industry Essentials Examination
BC
Issued 05/10/1999
Series 7 - General Securities Representative Examination
BC
Issued 06/04/1994
Series 22 - Direct Participation Programs Representative Examination
BC
Issued 06/05/1993
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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