Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Timothy? Claim Your ProfileTimothy Hickey is a financial advisor with Raymond James & Associates, Inc. in Allentown, Pennsylvania. Timothy has been working in the financial industry since 1993. Timothy is registered with the Securities and Exchange Commission and is a licensed investment advisor. Timothy is also a registered representative of the Financial Industry Regulatory Authority (FINRA). Prior to joining Raymond James & Associates, Inc. Timothy worked at Merrill Lynch, Pierce, Fenner & Smith Incorporated. Timothy holds Series 63, Series 65 and Series 7 licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Please see note in schedule d - miscellaneous
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
PA
05/14/2019 - Present
Raymond James & Associates, Inc. (ALLENTOWN PA)
PA
06/30/1994 - 05/06/2019
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (ALLENTOWN PA)
PA
11/23/1993 - 04/07/1994
VANGUARD MARKETING CORPORATION (MALVERN PA)
NY
09/17/1993 - 09/28/1993
L.C. WEGARD & CO., INC. (NEW YORK NY)
IA
Issued 08/09/1994
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 07/01/1993
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/16/1993
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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