Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Timothy? Claim Your ProfileTimothy Francis Fraser is a registered investment advisor representative with Cambridge Investment Research Advisors, Inc. Timothy has been in the financial services industry since 1986. Timothy holds FINRA Series 7, Series 63, and SIE licenses. Timothy has a wide range of experience, including previous employment with CETERA ADVISORS LLC, IBN FINANCIAL SERVICES, INC., THE LEADERS GROUP, INC., and PRINCOOR FINANCIAL SERVICES CORPORATION. Timothy is registered to provide investment advisory services in Florida, Missouri, New York, and Pennsylvania.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Solicitation fees from 3rd party money managers
1
2
NY
05/18/2021 - Present
Cambridge Investment Research Advisors, Inc. (Port Leyden NY)
NY
08/14/2012 - 04/21/2016
CETERA ADVISORS LLC (PORT LEYDEN NY)
NY
01/15/2010 - 08/17/2012
IBN FINANCIAL SERVICES, INC. (LIVERPOOL NY)
CO
06/24/2008 - 10/13/2009
THE LEADERS GROUP, INC. (LITTLETON CO)
TN
04/05/2007 - 06/17/2008
P.J. ROBB VARIABLE CORPORATION (MEMPHIS TN)
NY
03/04/1998 - 03/08/2007
HARTFORD EQUITY SALES COMPANY INC. (CAMILLUS NY)
IA
03/30/1987 - 01/06/1998
PRINCOR FINANCIAL SERVICES CORPORATION (DES MOINES IA)
NA
07/30/1986 - 02/04/1987
BUTTONWOOD SECURITIES CORPORATION OF MASSACHUSETTS
NA
12/23/1985 - 08/06/1986
THOMAS JAMES ASSOCIATES, INC.
BC
Issued 01/08/1986
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/21/1985
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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