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Timothy Francis Cassidy

A.g.p. / Alliance Global Partners

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About Timothy Francis Cassidy

Timothy Cassidy is a registered representative with A.g.p. / Alliance Global Partners. Timothy has been in the industry since 1999. Timothy is currently registered with FINRA and holds licenses for Series 7, Series 24, Series 63, SIE, and Series 99TO. Timothy previously worked with AEGIS CAPITAL CORP., GUNNALLEN FINANCIAL, INC, JESUP & LAMONT SECURITIES CORP, WINTRADE, INC., BRIARWOOD INVESTMENT COUNSEL, and DUKE & CO., INC.

Firm Information

Timothy Cassidy is currently registered with A.g.p. / Alliance Global Partners. A.g.p. / Alliance Global Partners is a Limited Liability Company with a main office in Westport, Connecticut, and has been operating since July 2022. The firm has over 238 registered representatives and manages over $1.6 billion in regulatory assets. A.g.p. / Alliance Global Partners provides a variety of advisory services, including financial planning, portfolio management for individuals and businesses, selection of other advisors, and portfolio management for pooled investment vehicles. They cater to a diverse range of clients, including individuals, high-net-worth individuals, businesses, corporations, and charitable organizations.
A.g.p. / Alliance Global Partners

88 POST ROAD WEST

WESTPORT, CT 06880

$1.69B

Assets Under Management

Not reported

Total Clients

175

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

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financial planning services

Comprehensive financial plans to help you achieve your personal and business goals.

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selection of other advisors

Helps you choose top advisors aligned with your financial goals.

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portfolio management for businesses

Custom portfolio management strategies for businesses to achieve long-term growth.

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portfolio management for individuals

Personalized portfolio management to meet individual financial objectives.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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percentage of assets

A percentage of the total value of assets under management is charged.

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other

Sub-adviser of pooled investment vehicle charges a performance f

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Timothy Cassidy’s Registration & Firm History

NY

06/02/2021 - Present

A.g.p. / Alliance Global Partners (New York NY)

NY

03/23/2010 - 05/28/2021

AEGIS CAPITAL CORP. (NEW YORK NY)

NY

11/02/2009 - 03/29/2010

GUNNALLEN FINANCIAL, INC (NEW YORK NY)

NY

01/20/2003 - 08/12/2008

JESUP & LAMONT SECURITIES CORP (NEW YORK NY)

NY

07/02/2001 - 06/25/2002

JESUP & LAMONT SECURITIES CORP (NEW YORK NY)

NY

05/05/2000 - 06/25/2001

WINTRADE, INC. (NEW YORK NY)

NY

04/02/1998 - 09/18/2000

BRIARWOOD INVESTMENT COUNSEL (NEW YORK NY)

NY

11/24/1997 - 07/17/1998

DUKE & CO., INC. (NEW YORK NY)

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Licenses & Designations

BC

Issued 12/04/1997

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 12/15/1999

Series 24 - General Securities Principal Examination

BC

Issued 01/02/2023

Series 99TO - Operations Professional Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 11/22/1997

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

N

Nasdaq Stock Market

Disclosures

There are no public disclosures for Timothy Francis Cassidy.
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