Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Timothy? Claim Your ProfileTimothy Ford is a financial advisor with Stifel, Nicolaus & Company, Inc., a firm based in St. Louis, Missouri. Timothy has over 30 years of experience in the financial services industry. Timothy provides a variety of financial services including financial planning, pension consulting, educational seminars, selection of other advisers, and portfolio management for businesses and individuals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
AZ
05/13/2024 - Present
Stifel, Nicolaus & Company, Inc. (PHOENIX AZ)
CA
10/25/2007 - 12/11/2012
DEUTSCHE BANK SECURITIES INC. (SAN FRANCISCO CA)
CA
10/09/1996 - 10/31/2007
LEHMAN BROTHERS INC. (SAN FRANCISCO CA)
NY
11/12/1992 - 09/25/1996
MORGAN STANLEY & CO., INCORPORATED (NEW YORK NY)
NA
04/24/1989 - 09/07/1989
J.J. KENNY DRAKE, INC.
NA
11/26/1986 - 04/24/1989
CLIFFORD DRAKE & COMPANY INC.
BOTH
Issued 12/28/2023
Series 66 - Uniform Combined State Law Examination
IA
Issued 11/19/1996
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 02/11/1993
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 05/06/2024
Series 7TO - General Securities Representative Examination
BC
Issued 11/30/2023
SIE - Securities Industry Essentials Examination
BC
Issued 11/09/1992
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BZX Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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