Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Timothy? Claim Your ProfileTimothy Fitzgerald Horton is a financial advisor with Empower Financial Services, Inc. Timothy has been in the financial services industry since 2005. Timothy is registered with 52 states for broker-dealer activity and holds FINRA Series 6, 7, 63, 66, 7TO and SIE licenses. Timothy was previously registered with SANTANDER SECURITIES LLC and AMERIPRISE FINANCIAL SERVICES, INC.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
MA
07/21/2020 - Present
Empower Financial Services, Inc. (ANDOVER MA)
MA
09/28/2017 - 03/17/2020
SANTANDER SECURITIES LLC (Sudbury MA)
MN
08/24/2005 - 03/15/2006
AMERIPRISE FINANCIAL SERVICES, INC. (MINNEAPOLIS MN)
MN
08/24/2005 - 03/15/2006
IDS LIFE INSURANCE COMPANY (MINNEAPOLIS MN)
BC
Issued 10/18/2017
Series 63 - Uniform Securities Agent State Law Examination
BOTH
Issued 08/13/2005
Series 66 - Uniform Combined State Law Examination
BC
Issued 07/21/2020
Series 7TO - General Securities Representative Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 09/28/2017
Series 6 - Investment Company Products/Variable Contracts Representative Examination
BC
Issued 08/23/2005
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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