Unclaimed
Timothy Fay has been a registered professional in the financial services industry since March 1, 1998. Timothy is currently registered with Allstate Financial Services, LLC, and has been with them since December 5, 2013. Timothy previously worked at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED and HERZOG, HEINE, GEDULD, LLC. Timothy's professional designations include Series 7, Series 63, Series 55, and SIE. Timothy holds a state registration in New York.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
NY
12/05/2013 - Present
Allstate Financial Services, LLC (Orangeburg NY)
NY
10/17/2002 - 12/15/2011
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)
NY
03/12/1996 - 10/17/2002
HERZOG, HEINE, GEDULD, LLC (NEW YORK NY)
BC
Issued 05/01/1996
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/12/1999
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 03/11/1996
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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