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Timothy Fay

Allstate Financial Services, LLC

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About Timothy Fay

Timothy Fay has been a registered professional in the financial services industry since March 1, 1998. Timothy is currently registered with Allstate Financial Services, LLC, and has been with them since December 5, 2013. Timothy previously worked at MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED and HERZOG, HEINE, GEDULD, LLC. Timothy's professional designations include Series 7, Series 63, Series 55, and SIE. Timothy holds a state registration in New York.

Firm Information

Timothy Fay is currently registered with Allstate Financial Services, LLC. Allstate Financial Services, LLC, is a Limited Liability Company formed in November 1999. The firm is registered in all 50 states and the District of Columbia.

Not reported

Assets Under Management

Not reported

Total Clients

4,147

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Timothy Fay’s Registration & Firm History

NY

12/05/2013 - Present

Allstate Financial Services, LLC (Orangeburg NY)

NY

10/17/2002 - 12/15/2011

MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (NEW YORK NY)

NY

03/12/1996 - 10/17/2002

HERZOG, HEINE, GEDULD, LLC (NEW YORK NY)

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Licenses & Designations

BC

Issued 05/01/1996

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 03/12/1999

Series 55 - Limited Representative-Equity Trader Exam

BC

Issued 03/11/1996

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Timothy Fay.
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