Unclaimed
Timothy Faig is a financial professional with over 9 years of experience in the financial services industry. He currently holds registrations with Thrivent Advisor Network, LLC and is a Registered Representative with Thrivent Investment Management, Inc. Timothy specializes in providing financial advice and portfolio management services to individuals, high-net-worth individuals, families, businesses, pension and profit sharing plans, and charitable organizations. Timothy also holds the Series 6, 7, 63, and 66 securities licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
MN
04/02/2024 - Present
Thrivent Advisor Network, LLC (MINNEAPOLIS MN)
MN
04/29/2024 - 09/04/2024
PURSHE KAPLAN STERLING INVESTMENTS (Minnetonka MN)
MN
05/09/2023 - 04/03/2024
FIDELITY BROKERAGE SERVICES LLC (EDINA MN)
MN
03/15/2018 - 04/13/2023
THRIVENT INVESTMENT MANAGEMENT INC. (MINNEAPOLIS MN)
MN
12/14/2016 - 03/09/2018
SCOTTRADE, INC. (MINNEAPOLIS MN)
NC
10/13/2014 - 09/21/2016
WELLS FARGO ADVISORS, LLC (CHARLOTTE NC)
BOTH
Issued 03/08/2017
Series 66 - Uniform Combined State Law Examination
BC
Issued 11/04/2014
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/14/2016
Series 7 - General Securities Representative Examination
BC
Issued 10/13/2014
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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