Unclaimed
Timothy Fabio has been in the financial services industry since 1989 and is currently registered with Citigroup Global Markets Inc. Timothy has over 30 years of experience in the financial services industry. Timothy holds the Series 7 and Series 63 licenses and is also a Registered Investment Advisor. Timothy has a wide range of experience, including working with high-net-worth individuals, corporations, and institutions. Previously, Timothy worked with Santander Securities LLC, HSBC Securities (USA) Inc., Merrill Lynch, Pierce, Fenner & Smith Incorporated and J.P. Morgan Securities LLC. Timothy specializes in providing asset allocation advice, financial planning, pension consulting, and portfolio management services. Timothy also provides market timing services and publishes periodicals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Asset allocation advice
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
1
2
NJ
12/20/2021 - Present
Citigroup Global Markets Inc. (Fort Lee NJ)
NY
06/19/2019 - 06/24/2021
SANTANDER SECURITIES LLC (Staten Island NY)
NY
04/18/2016 - 07/30/2018
HSBC SECURITIES (USA) INC. (NEW YORK NY)
NJ
03/04/2013 - 12/26/2014
MERRILL LYNCH, PIERCE, FENNER & SMITH INCORPORATED (GLEN ROCK NJ)
NY
10/01/2008 - 01/23/2013
J.P. MORGAN SECURITIES LLC (NEW YORK NY)
NY
10/30/2006 - 10/01/2008
J.P. MORGAN SECURITIES INC. (NEW YORK NY)
NY
04/26/1995 - 11/28/2006
CHASE INVESTMENT SERVICES CORP. (NEW YORK NY)
NA
04/03/1995 - 04/25/1995
CHASE MANHATTAN INVESTMENT SERVICES, INC.
TX
02/01/1995 - 04/07/1995
BHCM INC. (HOUSTON TX)
VA
05/10/1991 - 02/01/1995
GNA SECURITIES, INC. (GLEN ALLEN VA)
NY
08/16/1990 - 04/22/1991
LIBERTY SECURITIES CORPORATION (PURCHASE NY)
NY
09/15/1989 - 08/28/1990
PRUDENTIAL-BACHE SECURITIES INC. (NEW YORK NY)
NY
12/26/1986 - 09/15/1989
THOMSON MCKINNON SECURITIES INC. (NEW YORK NY)
IA
Issued 01/29/1996
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 12/30/1986
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 07/30/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/20/1986
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe C2 Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
L
Long-Term Stock Exchange, Inc.
M
MEMX LLC
M
MIAX Emerald, LLC
M
MIAX PEARL, LLC
M
Miami International Securities Exchange, LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
NYSE National, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq GEMX, LLC
N
Nasdaq ISE, LLC
N
Nasdaq MRX, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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