Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Timothy? Claim Your ProfileTimothy Harrison is a financial advisor with over 20 years of experience in the financial services industry. Timothy is currently registered with Merrill Lynch, Pierce, Fenner & Smith Inc. and has previously been associated with Wachovia Securities, LLC and Edward Jones. Timothy holds a Series 63, Series 65, Series 7, Series 9, Series 10, and Series 31 license. Timothy's expertise includes providing investment advisory services, portfolio management for businesses and individuals, and pension consulting.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Performance measurement reports, allocation modeling, ips, research reports and services, see schedule d
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
1
2
NC
11/09/2007 - Present
Merrill Lynch, Pierce, Fenner & Smith Inc. (RALEIGH NC)
NC
03/06/2001 - 11/12/2007
WACHOVIA SECURITIES, LLC (RALEIGH NC)
MO
02/16/2000 - 03/06/2001
EDWARD JONES (ST. LOUIS MO)
IA
Issued 06/28/2001
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 02/17/2000
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/26/2010
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 12/31/2009
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/25/2010
Series 31 - Futures Managed Funds Examination
BC
Issued 02/14/2000
Series 7 - General Securities Representative Examination
Active
Inactive
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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