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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Timothy? Claim Your ProfileTimothy Sullivan is a financial advisor with Emerson Equity LLC, located in Sausalito, CA. Timothy has been in the financial industry for over 20 years. He specializes in financial planning, portfolio management for individuals, selection of other advisors, and management of private placement life insurance/insurance dedicated funds. Timothy has a strong track record of success in helping clients achieve their financial goals. He holds the Series 7, Series 66, Series 24, Series 99TO, and Series 79TO licenses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Management of private placement life insurance / insurance dedicated funds (single investor private funds)
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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CA
11/17/2009 - Present
Emerson Equity LLC (Sausalito CA)
CA
08/15/2012 - 08/20/2014
MICROVENTURE MARKETPLACE INC. (SAN FRANCISCO CA)
CA
12/15/2011 - 07/17/2012
SHARESPOST FINANCIAL CORPORATION (SAN FRANCISCO CA)
CA
06/18/2007 - 08/20/2008
SUSQUEHANNA FINANCIAL GROUP, LLLP (SAN FRANCISCO CA)
CA
10/14/2005 - 05/21/2007
ADVANCED EQUITIES, INC. (SAN FRANCISCO CA)
CA
03/14/2002 - 10/14/2005
STONE & YOUNGBERG LLC (SAN FRANCISCO CA)
BOTH
Issued 05/20/2002
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/24/2011
Series 24 - General Securities Principal Examination
BC
Issued 01/02/2023
Series 79TO - Investment Banking Registered Representative Examination
BC
Issued 01/02/2023
Series 99TO - Operations Professional Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/13/2002
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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