Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Timothy? Claim Your ProfileTimothy Eugene Warren is a financial advisor with over 15 years of experience in the financial services industry. Timothy is currently registered with Raymond James Financial Services Advisors, Inc. as a Registered Representative. Prior to joining Raymond James, Timothy worked at a number of other financial institutions, including Cetera Investment Services LLC, Steward Partners Investment Solutions, LLC, UnionBanc Investment Services, LLC and Wells Fargo Investments, LLC. Timothy holds the Series 7, Series 66 and SIE licenses and has been an active participant in the investment industry since 2006. Timothy is committed to providing his clients with personalized financial advice and guidance to help them achieve their financial goals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Hourly & fixed rate consultations
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Per participant (erisa)
1
2
CA
08/26/2024 - Present
Raymond James Financial Services Advisors, Inc. (San Rafael CA)
CA
03/01/2023 - 10/18/2023
CETERA INVESTMENT SERVICES LLC (SAN RAPHAEL CA)
CA
07/08/2014 - 03/06/2023
STEWARD PARTNERS INVESTMENT SOLUTIONS, LLC (SAN RAFAEL CA)
CA
04/29/2010 - 06/10/2014
UNIONBANC INVESTMENT SERVICES, LLC (SAN RAFAEL CA)
CA
07/07/2006 - 06/12/2009
WELLS FARGO INVESTMENTS, LLC (SAN FRANCISCO CA)
BOTH
Issued 10/05/2006
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/06/2006
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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