Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Timothy? Claim Your ProfileTimothy Alston is a registered investment advisor representative in Connecticut with Tiaa-Cref Individual & Institutional Services, LLC. Timothy Alston has been in the securities industry since December 26, 2007. Timothy Alston is also registered with the state of Connecticut and other states as an Investment Advisor Representative. The firm provides financial planning and portfolio management services to individuals and businesses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
Compensation from affiliates
1
2
CT
01/05/2017 - Present
Tiaa-Cref Individual & Institutional Services, LLC (HAMDEN CT)
NY
08/09/2010 - 05/02/2011
MACQUARIE CAPITAL (USA) INC. (NEW YORK NY)
CT
02/24/2009 - 03/13/2009
DAVID LERNER ASSOCIATES, INC. (DARIEN CT)
CT
09/21/2004 - 07/29/2008
UBS SECURITIES LLC (STAMFORD CT)
NY
07/26/2002 - 01/29/2004
MORGAN STANLEY DW INC. (PURCHASE NY)
NY
07/24/2000 - 07/12/2002
BNY CAPITAL MARKETS INC. (NEW YORK NY)
NJ
01/05/1998 - 09/09/1998
PAINEWEBBER INCORPORATED (WEEHAWKEN NJ)
BOTH
Issued 01/05/2017
Series 66 - Uniform Combined State Law Examination
IA
Issued 08/17/2002
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 06/13/1997
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/13/2016
Series 7 - General Securities Representative Examination
BC
Issued 08/26/2002
Series 31 - Futures Managed Funds Examination
Active
Inactive
F
FINRA
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