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This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Timothy? Claim Your ProfileTimothy Edwin Roth is a financial advisor with Osaic Wealth, Inc. located in Maumee, OH. Timothy has been in the industry since February 10, 1992. Timothy is a Certified Financial Planner™ professional and holds the Series 6, 7, 63, and 66 licenses. Timothy has been registered with the Securities and Exchange Commission (SEC) since November 28, 2006. He is also registered with the Financial Industry Regulatory Authority (FINRA) since October 24, 2008. Timothy's previous firms include Sigma Financial Corporation and Lincoln Financial Advisors Corporation.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
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2
OH
04/01/2024 - Present
Osaic Wealth, Inc. (MAUMEE OH)
OH
10/24/2008 - 04/01/2024
SIGMA FINANCIAL CORPORATION (MAUMEE OH)
OH
11/28/2006 - 10/30/2008
LINCOLN FINANCIAL ADVISORS CORPORATION (MAUMEE OH)
OH
07/01/2002 - 11/22/2006
THRIVENT INVESTMENT MANAGEMENT INC. (NAPOLEON OH)
MN
02/06/1992 - 07/01/2002
LUTHERAN BROTHERHOOD SECURITIES CORP. (MINNEAPOLIS MN)
BOTH
Issued 12/03/2004
Series 66 - Uniform Combined State Law Examination
BC
Issued 06/01/1993
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 05/07/2004
Series 7 - General Securities Representative Examination
BC
Issued 02/04/1992
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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