Unclaimed
Timothy Edwin Anderson is a registered investment advisor representative with Riverfront Investment Group, LLC. Timothy has been in the industry since 2001 and holds a Series 7, Series 16, Series 63, and Series 66 licenses, along with the SIE exam. Timothy's prior experience includes Wachovia Securities, LLC, First Union Securities, Inc., First Union Capital Markets Corp., and Equity Services, Inc. Timothy is a Chartered Financial Analyst. Timothy is also a registered representative of ALPS Distributors.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
Provide investment models to uma and model delivery platforms
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
1
2
VA
06/10/2008 - Present
Riverfront Investment Group, LLC (RICHMOND VA)
VA
05/13/2004 - 06/10/2008
WACHOVIA SECURITIES, LLC (RICHMOND VA)
MO
10/01/1999 - 06/25/2001
FIRST UNION SECURITIES, INC. (ST. LOUIS MO)
NC
02/19/1999 - 10/01/1999
FIRST UNION CAPITAL MARKETS CORP. (CHARLOTTE NC)
NA
08/19/1986 - 09/22/1986
EQUITY SERVICES, INC.
BC
Issued 08/06/2010
Series 63 - Uniform Securities Agent State Law Examination
BOTH
Issued 11/17/2006
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/20/2004
Series 16 - NYSE Supervisory Analyst Examination
BC
Issued 02/18/1999
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
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