Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Timothy? Claim Your ProfileTimothy Edward Walters is a financial advisor at LPL Financial LLC in Johnstown, PA. Timothy has been in the financial industry since 2002 and has a diverse background, having worked with several firms including CETERA INVESTMENT SERVICES LLC and Janney Montgomery Scott LLC. Timothy holds a variety of licenses including Series 63, 65, 66, and 53. Timothy specializes in working with high-net-worth individuals, corporations, and charitable organizations.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Consulting and other non-discretionary advisory services
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
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2
PA
01/14/2019 - Present
LPL Financial LLC (JOHNSTOWN PA)
PA
12/15/2017 - 01/02/2018
CETERA INVESTMENT SERVICES LLC (SOMERSET PA)
PA
06/02/2016 - 12/15/2017
LPL FINANCIAL LLC (SOMERSET PA)
PA
06/25/2005 - 09/01/2005
JANNEY MONTGOMERY SCOTT LLC (PHILADELPHIA PA)
PA
02/07/1991 - 06/25/2005
PARKER/HUNTER INCORPORATED (PITTSBURGH PA)
BOTH
Issued 06/24/2016
Series 66 - Uniform Combined State Law Examination
IA
Issued 09/23/1998
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 08/27/1996
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 07/18/1996
Series 53 - Municipal Securities Principal Examination
BC
Issued 01/02/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/02/2016
Series 7 - General Securities Representative Examination
BC
Issued 03/17/2000
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 07/17/1989
Series 52 - Municipal Securities Representative Examination
Active
Inactive
F
FINRA
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