Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Timothy? Claim Your ProfileTimothy Edward Smith is a financial professional with over 30 years of experience in the industry. Timothy is currently registered with Lucid Capital Markets, LLC and has been with the firm since May 2024. Prior to joining Lucid Capital Markets, LLC, Timothy was registered with Ladenburg Thalmann & Co. Inc. from September 2009 to May 2024. Timothy has a wide range of experience and holds multiple securities licenses including Series 7, Series 6, Series 55, and Series 57TO. Timothy is registered to provide investment advisory services in Arizona, California, Colorado, Connecticut, Florida, Illinois, Maryland, Massachusetts, New Jersey, North Carolina, Ohio, Pennsylvania, Texas, Vermont, and Virginia.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
NY
05/03/2024 - Present
Lucid Capital Markets, LLC (New York NY)
NY
09/24/2009 - 05/02/2024
LADENBURG THALMANN & CO. INC. (New York NY)
NY
07/07/2005 - 10/14/2009
MAXIM GROUP LLC (NEW YORK NY)
TX
12/18/2004 - 07/01/2005
MDB CAPITAL GROUP LLC (ADDISON TX)
PA
11/29/2002 - 09/22/2004
SUSQUEHANNA CAPITAL GROUP (BALA CYNWYD PA)
PA
11/29/2002 - 09/22/2004
SUSQUEHANNA FINANCIAL GROUP, LLLP (BALA CYNWYD PA)
NY
01/21/1997 - 07/01/2002
NDB CAPITAL MARKETS, LP (NEW YORK NY)
NE
06/13/1995 - 10/09/1996
NATIONAL DISCOUNT BROKERS (OMAHA NE)
NY
04/26/1993 - 06/19/1995
M.S. FARRELL & COMPANY, INC. (SYOSSET NY)
NY
11/18/1991 - 04/30/1993
DEAN WITTER REYNOLDS INC. (PURCHASE NY)
NY
11/01/1991 - 12/23/1991
LEHMAN BROTHERS INC. (NEW YORK NY)
NY
10/19/1990 - 12/21/1990
THE DREYFUS SERVICE CORPORATION (NEW YORK NY)
BC
Issued 10/01/1990
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 57TO - Securities Trader Exam
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 10/21/1999
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 10/31/1991
Series 7 - General Securities Representative Examination
BC
Issued 09/11/1990
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
N
NYSE American LLC
N
New York Stock Exchange
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