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Timothy Edward Keeton

Nuveen Securities, LLC

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About Timothy Edward Keeton

Timothy Edward Keeton is a financial advisor currently registered with Nuveen Securities, LLC and TIAA-CREF Individual & Institutional Services, LLC. Timothy has been in the financial services industry since 1995 and is experienced in providing investment advice. Timothy is licensed in North Carolina and has passed a number of industry exams, including Series 6, 7, 24, 63, 65 and SIE.

Firm Information

Timothy Keeton is currently registered with Nuveen Securities, LLC. Nuveen Securities, LLC is a Limited Liability Company formed in September 1967. The firm is registered in 53 states and has one SEC registration.

Not reported

Assets Under Management

Not reported

Total Clients

66

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Timothy Keeton’s Registration & Firm History

NC

11/05/2021 - Present

Nuveen Securities, LLC (CHARLOTTE NC)

NC

11/24/2010 - 11/20/2015

LPL FINANCIAL LLC (CHARLOTTE NC)

NC

07/01/2003 - 08/07/2009

WELLS FARGO SECURITIES, LLC (CHARLOTTE NC)

MO

04/20/2001 - 07/01/2003

WACHOVIA SECURITIES, LLC (ST. LOUIS MO)

KY

11/18/1997 - 03/13/2001

J.J.B. HILLIARD, W.L. LYONS, INC. (LOUISVILLE KY)

IA

11/15/1995 - 05/16/1997

PROVIDIAN SECURITIES CORPORATION (CEDAR RAPIDS IA)

IA

04/07/1993 - 08/23/1994

PROVIDIAN SECURITIES CORPORATION (CEDAR RAPIDS IA)

DE

08/06/1990 - 05/13/1991

PML SECURITIES COMPANY (NEWARK DE)

NJ

11/01/1989 - 06/22/1990

PRUCO SECURITIES CORPORATION (NEWARK NJ)

NJ

11/01/1989 - 06/22/1990

THE PRUDENTIAL INSURANCE COMPANY OF AMERICA (NEWARK NJ)

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Licenses & Designations

IA

Issued 12/29/1999

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 10/30/1989

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 11/18/1999

Series 24 - General Securities Principal Examination

BC

Issued 01/02/2023

Series 99TO - Operations Professional Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 03/18/1997

Series 7 - General Securities Representative Examination

BC

Issued 10/30/1989

Series 6 - Investment Company Products/Variable Contracts Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Timothy Edward Keeton.
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