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Timothy Edward Harris

Sammons Financial Network, LLC

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About Timothy Edward Harris

Timothy Edward Harris is a financial advisor based in WEST DES MOINES, IA. Timothy has been in the financial services industry since 1995 and is currently registered with Sammons Financial Network, LLC. Previously, Timothy has worked for Ameritas Investment Corp., Transamerica Financial Advisors, Inc, and Transamerica Capital, Inc. Timothy holds FINRA Series 2, 6, 7, 24, 63 and 65 licenses.

Firm Information

Timothy Harris is currently registered with Sammons Financial Network, LLC. Sammons Financial Network, LLC is a Limited Liability Company formed in June 2011. The firm is registered in all 50 states, the District of Columbia, Puerto Rico, and the Virgin Islands. It is also registered with the SEC.

Not reported

Assets Under Management

Not reported

Total Clients

155

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Timothy Harris’s Registration & Firm History

IA

09/10/2014 - Present

Sammons Financial Network, LLC (WEST DES MOINES IA)

NE

04/13/2011 - 09/04/2014

AMERITAS INVESTMENT CORP. (LINCOLN NE)

TX

06/10/2009 - 04/05/2011

TRANSAMERICA FINANCIAL ADVISORS, INC (FORT WORTH TX)

CO

07/14/2006 - 01/27/2009

TRANSAMERICA CAPITAL, INC. (DENVER CO)

CO

07/10/2006 - 07/14/2006

TRANSAMERICA CAPITAL, INC. (DENVER CO)

NA

07/20/1992 - 05/18/1994

INTERSECURITIES, INC.

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Licenses & Designations

BC

Issued 08/21/2009

Series 63 - Uniform Securities Agent State Law Examination

IA

Issued 01/26/1994

Series 65 - Uniform Investment Adviser Law Examination

BC

Issued 12/18/2009

Series 24 - General Securities Principal Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 07/06/2009

Series 7 - General Securities Representative Examination

BC

Issued 07/07/2006

Series 6 - Investment Company Products/Variable Contracts Representative Examination

BC

Issued 04/11/1994

Series 2 - Non-Member General Securities Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Timothy Edward Harris.
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