Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Timothy? Claim Your ProfileTimothy Daly is an investment advisor representative with Janney Montgomery Scott LLC, having joined the firm in June 2009. Timothy has been active in the financial industry since February 1984, and holds Series 7, Series 63, and Series 65 licenses. Previously, Timothy worked for Stifel, Nicolaus & Company, Incorporated, Citigroup Global Markets Inc., Wachovia Securities, LLC, Prudential Securities Incorporated, Morgan Stanley DW Inc., PaineWebber Incorporated, and Smith Barney, Harris Upham & Co., Incorporated. Timothy Daly focuses on providing financial planning, pension consulting, educational seminars, and selection of other advisors for individuals and businesses.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
Fee plus commission
1
2
NJ
03/05/2019 - Present
Janney Montgomery Scott LLC (Montvale NJ)
NJ
01/24/2022 - 01/26/2022
STIFEL, NICOLAUS & COMPANY, INCORPORATED (RAMSEY NJ)
NJ
10/27/2006 - 06/03/2009
CITIGROUP GLOBAL MARKETS INC. (PARAMUS NJ)
NJ
07/01/2003 - 10/31/2006
WACHOVIA SECURITIES, LLC (PARAMUS NJ)
NY
07/18/2001 - 07/01/2003
PRUDENTIAL SECURITIES INCORPORATED (NEW YORK NY)
NY
12/04/1995 - 07/17/2001
MORGAN STANLEY DW INC. (PURCHASE NY)
NA
10/06/1995 - 11/20/1995
PAINEWEBBER INCORPORATED
NJ
08/17/1992 - 11/20/1995
PAINEWEBBER INCORPORATED (WEEHAWKEN NJ)
NY
01/22/1990 - 08/25/1992
SMITH BARNEY, HARRIS UPHAM & CO., INCORPORATED (NEW YORK NY)
NY
06/14/1986 - 02/02/1990
W.J. NOLAN & COMPANY, INC. (NEW YORK NY)
NA
02/18/1986 - 07/01/1986
PRUDENTIAL-BACHE SECURITIES INC.
NA
01/25/1984 - 02/20/1986
MCLAUGHLIN, PIVEN, VOGEL INC.
IA
Issued 09/24/2010
Series 65 - Uniform Investment Adviser Law Examination
BC
Issued 02/27/1984
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 01/21/1984
Series 7 - General Securities Representative Examination
Active
Inactive
F
FINRA
N
Nasdaq Stock Market
N
New York Stock Exchange
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