Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Timothy? Claim Your ProfileTimothy Edward Brown is a securities professional with over 29 years of experience in the financial services industry. Timothy is currently registered with National Financial Services LLC and Fidelity Brokerage Services LLC. Timothy has held previous roles at several firms including Schonfeld Securities, LLC, Boston Institutional Services Incorporated, BlackWatch Brokerage Inc., Tucker Anthony Incorporated, Craigie Incorporated, Dillon, Read & Co. Inc., Morgan Stanley & Co., Incorporated, Morgan Stanley Market Products Inc. and McLaughlin, Piven, Vogel Securities, Inc. Timothy has a broad range of experience and holds several licenses including Series 7, Series 55, Series 57TO, and SIE. Timothy is registered in all 50 states, the District of Columbia, Puerto Rico and the Virgin Islands.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
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2
MA
07/27/2006 - Present
National Financial Services LLC (BOSTON MA)
NY
05/16/2005 - 04/05/2006
SCHONFELD SECURITIES, LLC (JERICHO NY)
MA
10/28/2004 - 05/16/2005
BOSTON INSTITUTIONAL SERVICES INCORPORATED (BOSTON MA)
MA
06/29/2001 - 02/27/2004
BLACKWATCH BROKERAGE INC. (BOSTON MA)
MA
10/28/1996 - 07/10/2001
TUCKER ANTHONY INCORPORATED (BOSTON MA)
VA
08/14/1996 - 11/05/1996
CRAIGIE INCORPORATED (RICHMOND VA)
CT
04/11/1994 - 02/07/1995
DILLON, READ & CO. INC. (STAMFORD CT)
NY
08/11/1992 - 04/27/1994
MORGAN STANLEY & CO., INCORPORATED (NEW YORK NY)
NY
08/11/1992 - 04/27/1994
MORGAN STANLEY MARKET PRODUCTS INC. (NEW YORK NY)
NY
01/14/1992 - 05/21/1992
MCLAUGHLIN, PIVEN, VOGEL SECURITIES, INC. (NEW YORK NY)
BC
Issued 01/29/1992
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 01/02/2023
Series 57TO - Securities Trader Exam
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 03/28/2006
Series 55 - Limited Representative-Equity Trader Exam
BC
Issued 01/13/1992
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe BYX Exchange, Inc.
C
Cboe BZX Exchange, Inc.
C
Cboe C2 Exchange, Inc.
C
Cboe EDGA Exchange, Inc.
C
Cboe EDGX Exchange, Inc.
C
Cboe Exchange, Inc.
F
FINRA
I
Investors' Exchange LLC
M
MEMX LLC
N
NYSE American LLC
N
NYSE Arca, Inc.
N
Nasdaq BX, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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