Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Timothy? Claim Your ProfileTimothy Earl Nelson is a financial advisor with Hilltop Securities Inc. Timothy has been in the industry since 1999 and is registered in Florida and Texas. Timothy holds multiple industry licenses including Series 7, 50, 52, 53, 54, and 63. Prior to joining Hilltop Securities Inc., Timothy worked at FIRST SOUTHWEST COMPANY, LLC, RBC CAPITAL MARKETS CORPORATION, WILLIAM R. HOUGH & CO., KIRKPATRICK, PETTIS, SMITH, POLIAN INC., and LEWIS, DE ROZARIO & CO. INCORPORATED. Timothy specializes in providing financial planning, educational seminars, and portfolio management for individuals.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
A percentage of the total value of assets under management is charged.
12b-1 fees
1
2
TX
01/22/2016 - Present
Hilltop Securities Inc. (AUSTIN TX)
TX
11/05/2014 - 01/22/2016
FIRST SOUTHWEST COMPANY, LLC (AUSTIN TX)
AZ
02/27/2004 - 12/23/2008
RBC CAPITAL MARKETS CORPORATION (PHOENIX AZ)
FL
07/28/1997 - 02/27/2004
WILLIAM R. HOUGH & CO. (ST. PETERSBURG FL)
NE
12/01/1995 - 07/29/1997
KIRKPATRICK, PETTIS, SMITH, POLIAN INC. (OMAHA NE)
NA
08/26/1993 - 12/05/1995
LEWIS, DE ROZARIO & CO. INCORPORATED
BC
Issued 03/02/2015
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 07/11/2019
Series 54 - Municipal Advisor Principal Qualification Examination
BC
Issued 12/05/1994
Series 24 - General Securities Principal Examination
BC
Issued 05/22/1992
Series 53 - Municipal Securities Principal Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 02/13/2016
Series 50 - Municipal Advisor Representative Qualification Exam
BC
Issued 11/03/1994
Series 7 - General Securities Representative Examination
BC
Issued 01/20/1989
Series 52 - Municipal Securities Representative Examination
Active
Inactive
F
FINRA
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