Unclaimed
Timothy McHugh has been in the securities industry since February 10, 2008. Timothy is currently registered with Fidelity Brokerage Services LLC as a General Securities Representative and has been with the firm since December 3, 2015. Timothy has passed the Series 7, Series 6, Series 63, Series 9, Series 10 and SIE exams. Before joining Fidelity Brokerage Services LLC, Timothy worked at Fidelity Investments Institutional Services Company, Inc. from January 3, 1998 to October 24, 2005.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
1
2
KY
12/03/2015 - Present
Fidelity Brokerage Services LLC (COVINGTON KY)
RI
01/03/1998 - 10/24/2005
FIDELITY INVESTMENTS INSTITUTIONAL SERVICES COMPANY, INC. (SMITHFIELD RI)
BC
Issued 04/18/2016
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 02/18/2016
Series 9 - General Securities Sales Supervisor - Options Module Examination
BC
Issued 02/01/2016
Series 10 - General Securities Sales Supervisor - General Module Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 12/03/2015
Series 7 - General Securities Representative Examination
BC
Issued 11/20/1997
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
N
New York Stock Exchange
Not sure Timothy McHugh is the right advisor for you? Invested Better is here to help.