Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Timothy? Claim Your ProfileTimothy Woodruff is a registered investment advisor representative with First Trust Advisors LP. Timothy is a Series 7, 6, and 66 licensed investment advisor. He is a licensed representative in Illinois and Texas. Timothy has over 20 years of experience in the financial services industry and has worked with various firms in the past. Timothy's experience includes roles with BBVA Securities Inc., BBVA Compass Investment Solutions, Inc, Guaranty Brokerage Services, Inc., Compass Brokerage, Inc., MML Investors Services, Inc., USAA Financial Advisors, Inc., and Legg Mason Wood Walker, Incorporated. Timothy is an experienced financial advisor with a broad range of experience in the financial services industry. Timothy is a dedicated financial professional who is committed to providing his clients with the best possible financial advice and service.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Strategic management for diversified investment portfolios.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
A percentage of the total value of assets under management is charged.
Fixed fees per unit (uits) for portfolio supervisory services
1
2
TX
07/27/2015 - Present
First Trust Advisors LP (AUSTIN TX)
TX
05/16/2013 - 07/16/2015
BBVA SECURITIES INC. (AUSTIN TX)
TX
03/02/2010 - 05/16/2013
BBVA COMPASS INVESTMENT SOLUTIONS, INC (AUSTIN TX)
TX
03/22/2007 - 12/24/2009
GUARANTY BROKERAGE SERVICES, INC. (SAN ANTONIO TX)
TX
04/21/2006 - 03/19/2007
COMPASS BROKERAGE, INC. (AUSTIN TX)
MA
06/06/2005 - 02/01/2006
MML INVESTORS SERVICES, INC. (SPRINGFIELD MA)
TX
03/22/2005 - 05/16/2005
USAA FINANCIAL ADVISORS, INC. (SAN ANTONIO TX)
MD
07/01/2004 - 01/11/2005
LEGG MASON WOOD WALKER, INCORPORATED (BALTIMORE MD)
MA
08/01/2003 - 07/13/2004
MML INVESTORS SERVICES, INC. (SPRINGFIELD MA)
BOTH
Issued 10/28/2009
Series 66 - Uniform Combined State Law Examination
BC
Issued 07/01/2003
Series 63 - Uniform Securities Agent State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 07/26/2004
Series 7 - General Securities Representative Examination
BC
Issued 07/31/2003
Series 6 - Investment Company Products/Variable Contracts Representative Examination
Active
Inactive
F
FINRA
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