Unclaimed
This information is unverified and unclaimed information. Claim profile to editThis information is unverified and unclaimed information. Are you Timothy? Claim Your ProfileTimothy E Gray is a financial advisor with over 15 years of experience in the financial services industry. Currently, Timothy E Gray is registered with UBS Financial Services Inc. and is licensed in several states including Texas. Prior to UBS Financial Services Inc., Timothy E Gray was employed at MORGAN STANLEY SMITH BARNEY and CITIGROUP GLOBAL MARKETS INC. Timothy E Gray holds several industry certifications, including the Series 7 and Series 66.
Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.
Comprehensive financial plans to help you achieve your personal and business goals.
Guidance on pension options to ensure a secure financial future.
Seminars designed to boost your financial literacy and investment knowledge.
Helps you choose top advisors aligned with your financial goals.
Custom portfolio management strategies for businesses to achieve long-term growth.
Personalized portfolio management to meet individual financial objectives.
Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.
Set rates for specific services, regardless of time or assets managed.
Earned based on transactions or products sold.
A percentage of the total value of assets under management is charged.
See schedule d - miscellaneous
1
2
MA
08/11/2017 - Present
UBS Financial Services Inc. (WELLESLEY MA)
MA
06/01/2009 - 05/08/2012
MORGAN STANLEY SMITH BARNEY (WORCESTER MA)
MA
06/07/2007 - 06/01/2009
CITIGROUP GLOBAL MARKETS INC. (WORCESTER MA)
BOTH
Issued 06/19/2007
Series 66 - Uniform Combined State Law Examination
BC
Issued 10/01/2018
SIE - Securities Industry Essentials Examination
BC
Issued 06/06/2007
Series 7 - General Securities Representative Examination
Active
Inactive
B
BOX Exchange LLC
C
Cboe Exchange, Inc.
F
FINRA
N
NYSE American LLC
N
NYSE Arca, Inc.
N
NYSE Chicago, Inc.
N
Nasdaq ISE, LLC
N
Nasdaq PHLX LLC
N
Nasdaq Stock Market
N
New York Stock Exchange
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