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Timothy E Chiodo

UBS Securities LLC

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About Timothy E Chiodo

Timothy E Chiodo is a financial advisor who has been in the industry since 2011. Timothy is currently registered with UBS Securities LLC and has been in the role since 2023. Previously, Timothy was with CREDIT SUISSE SECURITIES (USA) LLC and UBS Securities LLC, and holds multiple licenses, including Series 7, 63, 87, and SIE. Timothy's primary focus is on providing investment advice to individual investors.

Firm Information

Timothy Chiodo is currently registered with UBS Securities LLC. UBS Securities LLC is a Limited Liability Company formed on June 29, 1998. The firm is registered with the SEC and in all 50 states, as well as in Puerto Rico. UBS Securities LLC has been involved in 307 regulatory events, 5 civil events, and 3 arbitrations.

Not reported

Assets Under Management

Not reported

Total Clients

507

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Timothy Chiodo’s Registration & Firm History

CA

09/26/2023 - Present

UBS Securities LLC (SAN FRANCISCO CA)

CA

05/22/2019 - 09/27/2023

CREDIT SUISSE SECURITIES (USA) LLC (SAN FRANCISCO CA)

NY

08/05/2008 - 06/10/2016

UBS SECURITIES LLC (NEW YORK NY)

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Licenses & Designations

BC

Issued 05/30/2019

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 06/10/2016

SIE - Securities Industry Essentials Examination

BC

Issued 10/11/2012

Series 87 - Research Analyst Exam - Part II Regulations Module

BC

Issued 08/04/2008

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

B

BOX Exchange LLC

C

Cboe BYX Exchange, Inc.

C

Cboe BZX Exchange, Inc.

C

Cboe C2 Exchange, Inc.

C

Cboe EDGA Exchange, Inc.

C

Cboe EDGX Exchange, Inc.

C

Cboe Exchange, Inc.

F

FINRA

I

Investors' Exchange LLC

L

Long-Term Stock Exchange, Inc.

M

MEMX LLC

M

MIAX Emerald, LLC

M

MIAX PEARL, LLC

M

Miami International Securities Exchange, LLC

N

NYSE American LLC

N

NYSE Arca, Inc.

N

NYSE Chicago, Inc.

N

NYSE National, Inc.

N

Nasdaq BX, Inc.

N

Nasdaq GEMX, LLC

N

Nasdaq ISE, LLC

N

Nasdaq MRX, LLC

N

Nasdaq PHLX LLC

N

Nasdaq Stock Market

N

New York Stock Exchange

Disclosures

There are no public disclosures for Timothy E Chiodo.
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