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Timothy Duncan Wagner

THE Leaders Group, Inc.

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About Timothy Duncan Wagner

Timothy Duncan Wagner is a financial advisor with The Leaders Group, Inc. in Littleton, CO. Timothy is active in the securities industry since January 22, 1990, and has a series 7, Series 63 and Series 6TO license. Timothy holds a current registration with the state of Pennsylvania. Timothy was previously employed with P.J. ROBB VARIABLE CORPORATION in Memphis, TN, WACHOVIA SECURITIES, LLC in Charlotte, NC, PRUDENTIAL SECURITIES INCORPORATED in New York, NY, PRINCOR FINANCIAL SERVICES CORPORATION in Des Moines, IA, FSC SECURITIES CORPORATION in Atlanta, GA, and CAPITAL ANALYSTS, INCORPORATED in Cincinnati, OH.

Firm Information

Timothy Wagner is currently registered with THE Leaders Group, Inc.. THE Leaders Group, Inc. is a Corporation registered in 52 states and the District of Columbia, with an approved SEC registration. Formed on July 14, 1994, the firm has a history of providing financial services.

Not reported

Assets Under Management

Not reported

Total Clients

854

Total Financial Advisors

Services Offered

Advisors offer a broad range of advisory services designed to meet the unique needs of individuals, businesses, and investment companies. These services provide professional guidance and personalized strategies to help clients achieve their financial goals.

Fee Structure

Advisors may be compensated through a variety of fee structures, offering flexibility and transparency. This allows clients to choose the arrangement that best aligns with their financial objectives.

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Timothy Wagner’s Registration & Firm History

CO

01/15/2015 - Present

THE Leaders Group, Inc. (LITTLETON CO)

TN

04/17/2008 - 01/16/2015

P.J. ROBB VARIABLE CORPORATION (MEMPHIS TN)

NC

07/01/2003 - 04/16/2008

WACHOVIA SECURITIES, LLC (CHARLOTTE NC)

NY

03/21/2000 - 07/01/2003

PRUDENTIAL SECURITIES INCORPORATED (NEW YORK NY)

IA

03/25/1999 - 04/11/2000

PRINCOR FINANCIAL SERVICES CORPORATION (DES MOINES IA)

GA

06/03/1992 - 04/04/2000

FSC SECURITIES CORPORATION (ATLANTA GA)

OH

01/23/1990 - 06/19/1992

CAPITAL ANALYSTS, INCORPORATED (CINCINNATI OH)

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Licenses & Designations

BC

Issued 04/16/1990

Series 63 - Uniform Securities Agent State Law Examination

BC

Issued 01/02/2023

Series 6TO - Investment Company Products/Variable Contracts Representative Examination

BC

Issued 10/01/2018

SIE - Securities Industry Essentials Examination

BC

Issued 01/20/1990

Series 7 - General Securities Representative Examination

State Registrations

Active

Inactive

SRO Registrations

F

FINRA

Disclosures

There are no public disclosures for Timothy Duncan Wagner.
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